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Robert Half Compliance Manager at Thriving Venture Capital Fund w/1B AUM in Menlo Park, California

Description

*Please contact Michelle Espejo via LinkedIn or Email for fastest consideration for this opportunity.

Our client is a thriving venture capital firm with over $1 billion AUM.

Compliance Manager

Menlo Park; Hybrid

Base + Bonus + Outstanding Benefits

Responsibilities:

  • Oversee US compliance, including daily regulatory issues and headquarters communication.

  • Serve as CCO in SEC filings, manage audits, and ensure SEC compliance.

  • Develop and maintain compliance policies, including controls, training, and AML.

  • Monitor internal controls, provide staff training, and update manuals.

  • Coordinate with third parties on security trading systems and certifications.

  • Conduct regular compliance testing.

  • Liaise with headquarters risk control team on compliance and operational issues.

  • Stay updated on legal changes and update policies accordingly.

    Requirements

Qualifications:

  • 5+ years of accounting experience in financial services compliance/legal

  • FRNA and SEC filing reporting is a huge plus but if not, risk control experience will do as well

  • Must be fluent in Mandarin Chinese, will be communicating with the team in China

  • Must be interested in working for a startup fund environment

Why work here?

  • Fast growing and successful venture capital fund!

  • 401K match, 100% healthcare benefits plus 50% coverage for family

  • Flexible hours, flexible schedule

  • No strict reporting structure

  • Great growth opportunity

  • Team is very friendly, very easy to work with and open minded communication style

*Please contact Michelle Espejo via LinkedIn or email for fastest consideration for this opportunity.

Feel free to reach out if you have any questions or if you are interested in similar opportunities.

Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.

Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (https://www.roberthalf.com/us/en/mobile-app) and get 1-tap apply, notifications of AI-matched jobs, and much more.

All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information.

© 2024 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to Robert Half’s Terms of Use (https:///www.roberthalf.com/us/en/terms) .

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