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Required Qualifications: Bachelor's Degree or equivalent. 5 - 7 years relevant experience required. Active Series 7. Active Series 24. Active State securities/IAR registration (S63/65 or S66). Strong knowledge of financial services industry, Ameriprise products and services, and the financial planning process. Strong knowledge of B/D regulatory issues, knowledge of financial services industry, and Ameriprise compliance policies and procedures. Demonstrated ability to exercise sound and impartial judgment in addressing issues with individuals being supervised. Strong oral and written communication skills demonstrated conflict management, and ability to lead. Self-motivated with the ability to achieve results in an independent environment. Aptitude with technology and ability to manage multiple tasks. Training and delivery experience. Demonstrated advanced analysis and problem-solving skills. Demonstrated ability to use technology and tools (e.g. Teams, MS Office) to gain efficiencies and speed. Direct supervisory experience. Ability to work in Field or Corporate office (hybrid schedule) Ability to travel to region offices 25% of the time. About Our Company We're a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world. Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law. Full-Time/Part-Time Full time Exempt/Non-Exempt Exempt Job Family Group Legal Affairs Line of Business AAG Ameriprise Advisor Group